FORMULARIOS DE VALORES   Memo: Broker Dealer Registration Requirements Registration of Securities by Notification (Form S-1) Registration of Securities by Coordination (Form S-2) Registration of Securities by Qualification (Form S-3) Quarterly Report for Securities Registered by Qualification (Form S-4) Escrow Agreement (Form S-5) Solicitud para aumentar el número de ofertas a personas (S-402 (b) (9)) Registration, Renewal or Amendment to an Application for an Agent (Form R-2) Registration, Renewal or Amendment to an Application for an Investment Adviser (Form R-3) Information to be Furnished by Promoters, Direcotrs, Officers and Partners of, Issuers or Investment Advisers (Form R-4) Resolution (Form R-5) Consent to Service of Process (Form R-6) Bond for Broker-Dealer, Investment Adviser and Agent (Form R-7) Appointment and Application for Registration as Agent (Form R-8) Notice of Engagement or Termination of Services of an Agent (Form R-9) IRA Advertisement Certification Form Networking Agreement

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